• Dedicated ServerJob (background processes)
  • Safety certificate for the server job
  • Automatic export
  • Data testing function
  • All account types
  • History
  • High speed
  • Control over BBECS (BrokerBase Event-Control-System)
  • Data display in a browser for control
  • Role-based access control

BrokerBase ServerJob: Reporting of securities transactions, § 9 WpHG

Der BrokerBase ServerJob notification of securities transactions, § 9 WpHG provides an interface for daily communications to the BaFin (german compliance department). The interface created from all our customer trades and proprietary trades the relevant financial data and stored the data for transfer to the given software to the BaFin. All steps are carried out automatically.

see also: Federal Financial Supervisory Authority (BaFin)

For controlling, the reporting module creates a log file in which all the events with their occurance date and time are recorded.

Additionally, all data are archived so that it can be checked at any time. Newest entries are simple and reliable.

The export is extremely fast, as described above, a central server takes over the job tasks.
An export of 5,000 messages to the entire server job takes less than 2 minutes.

In BrokerBase 10.0 was introduced an event controlling system (BBECS) for central editing lists and error control. The BBECS is of course connected to the alarm set module and displays all events in a comprehensible and user-specific mode.

Technological leap

between BrokerBase 9.00

and BrokerBase 10.00

for Core-Banking-System


• Real Multitreading

• Central Control

• Prioritization

• Use of the MultiCore-CPU


BrokerBase MultiThread